Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF3 Executive Director (since 1 Jun 2025)
    • [FCA CF] Client dealing (since 6 Apr 2022)
    • [FCA CF] Functions requiring qualifications (since 6 Apr 2022)
  • ARMSTRONG WATSON FINANCIAL PLANNING LTD (no longer approved here)

    FRN 542122

    • [FCA CF] Functions requiring qualifications (17 Aug 2020 to 11 Mar 2022)
    • [FCA CF] Client dealing (17 Aug 2020 to 11 Mar 2022)
    • CF30 Customer (6 Nov 2018 to 8 Dec 2019)
  • Financial Management Bureau Limited (no longer approved here)

    FRN 125710

    • CF30 Customer (1 Nov 2007 to 20 Sep 2018)
    • CF21 Investment Adviser (30 Jan 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.