Charles Raymond Bettison

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

WPS ADVISORY Ltd
FRN 624546
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (18 Oct 2017 to 8 Dec 2019)
Chase de Vere Independent Financial Advisers limited (no longer approved here)
FRN 137914
- CF30 Customer (5 Oct 2015 to 30 Jun 2017)
ARMSTRONG WATSON FINANCIAL PLANNING LTD (no longer approved here)
FRN 542122
- CF30 Customer (16 Aug 2011 to 18 Sep 2015)
Origen Financial Services Limited (no longer approved here)
FRN 192666
- CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.