David Neil Firth

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ARMSTRONG WATSON FINANCIAL PLANNING LTD

    FRN 542122

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 May 2025)
    • [FCA CF] Client dealing (since 1 May 2025)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • Appointed representative dealing with clients for which they require qualification (8 Nov 2021 to 31 Mar 2025)
    • [FCA CF] Client dealing (8 Nov 2021 to 31 Mar 2025)
    • CF30 Customer (24 Sep 2021 to 31 Mar 2025)
  • Harris & Co Financial Planning Ltd (no longer approved here)

    FRN 949142

    • (1)Employed By (24 Sep 2021 to 31 Mar 2025)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF30 Customer (27 Jun 2014 to 9 May 2018)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF30 Customer (4 Jan 2008 to 20 Jul 2012)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 5 Dec 2007)
    • CF22 Investment Adviser (Trainee) (12 Sep 2006 to 31 Oct 2007)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (1 Dec 2001 to 28 Jun 2002)
  • Santander ISA Managers Limited (no longer approved here)

    FRN 171448

    • CF21 Investment Adviser (1 Dec 2001 to 28 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

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