Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 13 Feb 2026)
    • [FCA CF] Functions requiring qualifications (since 13 Feb 2026)
  • Age Partnership Limited (no longer approved here)

    FRN 425432

    • [FCA CF] Functions requiring qualifications (24 May 2021 to 25 Dec 2025)
  • S & K Berry Associates Ltd (no longer approved here)

    FRN 415390

    • (3)Employed By (6 Dec 2019 to 23 Apr 2020)
  • Clayton Holmes Naisbitt Limited (no longer approved here)

    FRN 401571

    • Employed By (7 Jun 2017 to 23 Apr 2020)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (22 Sep 2016 to 23 Apr 2020)
  • Charlotte Arthurs (no longer approved here)

    FRN 758337

    • Employed By (22 Sep 2016 to 7 Jun 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.