Mladen Kecic

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hentons Wealth Limited (no longer approved here)

    FRN 809391

    • SMF16 Compliance Oversight (9 Dec 2019 to 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 9 Dec 2019)
    • CF10 Compliance Oversight (3 Jan 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 Jan 2019 to 8 Dec 2019)
    • CF30 Customer (3 Jan 2019 to 8 Dec 2019)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (9 Jun 2017 to 1 Mar 2019)
  • Watson Buckle Wealth Management Limited (no longer approved here)

    FRN 490073

    • (2)Employed By (24 Sep 2013 to 17 May 2017)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (11 Sep 2008 to 31 Aug 2012)
  • SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 100013

    • CF21 Investment Adviser (12 May 2003 to 25 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.