Johanne Clarke

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Chase de Vere Independent Financial Advisers limited

    FRN 137914

    • [FCA CF] Manager of certification employee (since 9 Oct 2024)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (19 Apr 2024 to 12 Aug 2024)
    • CF30 Customer (10 Feb 2024 to 12 Aug 2024)
  • Quilter Private Client Advisers Limited (no longer approved here)

    FRN 227836

    • (165)Employed By (10 Feb 2024 to 12 Aug 2024)
  • Hentons Wealth Limited (no longer approved here)

    FRN 809391

    • Responsible for Insurance Distribution (11 Jan 2023 to 13 Dec 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (11 Jan 2023 to 13 Dec 2023)
    • SMF3 Executive Director (11 Jan 2023 to 13 Dec 2023)
    • SMF16 Compliance Oversight (11 Jan 2023 to 13 Dec 2023)
    • [FCA CF] Functions requiring qualifications (20 Sep 2022 to 11 Dec 2023)
    • [FCA CF] Client dealing (20 Sep 2022 to 11 Dec 2023)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 May 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 May 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2022)
    • CF30 Customer (12 Sep 2018 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (31 Dec 2013 to 28 Feb 2014)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 11 Nov 2012)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • Aviva Life & Pensions UK Limited (no longer approved here)

    FRN 185896

    • CF22 Investment Adviser (Trainee) (25 Jan 2002 to 4 Jan 2002)

Recent activity

Updates to this individual's record on the FCA register.

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