Joanne Elizabeth Fisher

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Active Financial Planners Limited

    FRN 193065

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 4 May 2021)
    • [FCA CF] Client dealing (since 4 May 2021)
  • Hentons Wealth Limited (no longer approved here)

    FRN 809391

    • [FCA CF] Functions requiring qualifications (13 Jul 2020 to 29 Mar 2021)
    • [FCA CF] Client dealing (13 Jul 2020 to 29 Mar 2021)
  • ELLIS BATES WEALTH MANAGEMENT LTD (no longer approved here)

    FRN 631117

    • (9)CF30 Customer (22 May 2015 to 23 May 2018)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (13 Nov 2012 to 31 Dec 2013)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (458)Employed By (13 Nov 2012 to 31 Dec 2013)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF30 Customer (30 Mar 2011 to 1 May 2012)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (9)CF30 Customer at ELLIS BATES WEALTH MANAGEMENT LTD