Hentons Wealth Limited

Date authorised
3 January 2019
Companies House
11133092
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Hentons
    Northgate
    118 North Street
    Leeds
    West Yorkshire
    LS2 7PN
    UNITED KINGDOM
    Phone
    +441132340000
    Web
    https://www.hentons.com

  • Complaints Contact

    Hentons
    Northgate
    118 North Street
    Leeds
    West Yorkshire
    LS2 7PN
    UNITED KINGDOM
    Phone
    +441132340000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  • Buy-to-Let Start Date

  • Buy-to-Let End Date

  • Buy-to-Let Status

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Simon Gray

    IRN SXG02468

    • SMF3 Executive Director (9 Dec 2019 to 6 May 2020)
    • CF1 Director (3 Jan 2019 to 8 Dec 2019)
  • Thomas Alexander La Dell

    IRN TAL01042

    • Responsibility for MCD Intermediation (16 Mar 2022 to 30 Sep 2022)
    • Responsible for Insurance Distribution (16 Mar 2022 to 30 Sep 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (2 Apr 2020 to 30 Sep 2022)
    • SMF3 Executive Director (2 Apr 2020 to 30 Sep 2022)
    • SMF16 Compliance Oversight (2 Apr 2020 to 30 Sep 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.