Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Octopus Investments Limited
FRN 194779
- CF30 Customer (since 31 Oct 2023)
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Octopus Money Limited
FRN 1004074
- (5)Employed By (since 31 Oct 2023)
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OCTOPUS MONEY FINANCIAL SOLUTIONS LIMITED
FRN 763630
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 24 Jun 2023)
- [FCA CF] Functions requiring qualifications (since 24 Jun 2023)
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- [FCA CF] Client dealing (2 Aug 2021 to 23 Jun 2023)
- [FCA CF] Functions requiring qualifications (2 Aug 2021 to 23 Jun 2023)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 May 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 31 May 2021)
- CF30 Customer (9 Oct 2019 to 8 Dec 2019)
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- CF30 Customer (14 Jan 2019 to 24 Apr 2019)
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- CF30 Customer (21 Feb 2017 to 31 Dec 2018)
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- CF30 Customer (15 Oct 2014 to 6 Mar 2016)
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- Employed By (29 Sep 2004 to 31 Dec 2018)
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- CF21 Investment Adviser (1 Oct 2002 to 3 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.