Jones & Co Advisers Limited

• Principal Place of Business

  Jones & Co

  Capital House

  27 Glumangate

  Chesterfield

  Derbyshire

  S40 1TX

  UNITED KINGDOM

  Phone

  +441246550521

  Web

  https://www.ifajonesandco.uk

• Complaints Contact

  Capital House

  27 Glumangate

  Chesterfield

  Derbyshire

  S40 1TX

  UNITED KINGDOM

  Phone

  +441246550521

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Anya Louise Mather

  IRN AXM00439

  • [FCA CF] Functions requiring qualifications (3 Oct 2022 to 19 May 2025)
• Cathy Lisa Smith

  IRN CLB00012

  • CF30 Customer (10 Jul 2018 to 8 Dec 2019)
• Christopher Sadler

  IRN CXS02286

  • CF30 Customer (10 Jul 2018 to 2 Apr 2019)
• Donna Marie Robertson

  IRN DMC01122

  • CF30 Customer (10 Jul 2018 to 25 Jul 2019)
• Joseph Robert Tighe

  IRN JXT00329

  • [FCA CF] Client dealing (11 Jul 2022 to 12 Feb 2024)
  • [FCA CF] Functions requiring qualifications (11 Jul 2022 to 12 Feb 2024)
• Joshua Walker

  IRN JXW86147

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 1 Jul 2024)
  • [FCA CF] Client dealing (since 1 Jul 2024)
• Kieran James Lynch

  IRN KXL00326

  • [FCA CF] Client dealing (16 Sep 2024 to 7 Oct 2025)
  • [FCA CF] Functions requiring qualifications (16 Sep 2024 to 7 Oct 2025)
• Kirk Simon Yeomans

  IRN KSY01005

  • [FCA CF] Functions requiring qualifications (1 Dec 2020 to 30 Aug 2024)
  • [FCA CF] Client dealing (1 Dec 2020 to 30 Aug 2024)
• Mark Jones

  IRN MXJ01329

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 9A. Advising on P2P agreements
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Responsibility for MCD Intermediation (since 24 Feb 2021)
  • [FCA CF] Manager of certification employee (since 4 Aug 2020)
  • [FCA CF] Client dealing (since 4 Aug 2020)
  • [FCA CF] Functions requiring qualifications (since 4 Aug 2020)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsible for Insurance Mediation (10 Jul 2018 to 30 Sep 2018)
  • CF30 Customer (10 Jul 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (10 Jul 2018 to 8 Dec 2019)
  • CF10 Compliance Oversight (10 Jul 2018 to 8 Dec 2019)
  • CF1 Director (10 Jul 2018 to 8 Dec 2019)
• Misha Barker

  IRN MXA01093

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 10 May 2024)
  • [FCA CF] Functions requiring qualifications (since 10 May 2024)

No changes recorded yet.