Donna Marie Robertson

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rosewood Wealth Management Ltd

    FRN 841587

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 12 Aug 2019)
    • CF1 Director (12 Aug 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (12 Aug 2019 to 8 Dec 2019)
    • CF30 Customer (12 Aug 2019 to 8 Dec 2019)
  • Jones & Co Advisers Limited (no longer approved here)

    FRN 804499

    • CF30 Customer (10 Jul 2018 to 25 Jul 2019)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 11 Nov 2012)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (22 Jan 2003 to 12 Jul 2004)
    • CF22 Investment Adviser (Trainee) (21 Jan 2002 to 22 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.