Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 4 Apr 2025)
    • [FCA CF] Functions requiring qualifications (since 4 Apr 2025)
  • Jones & Co Advisers Limited (no longer approved here)

    FRN 804499

    • [FCA CF] Functions requiring qualifications (11 Jul 2022 to 12 Feb 2024)
    • [FCA CF] Client dealing (11 Jul 2022 to 12 Feb 2024)
  • Leo Alexander Wealth & Financial Management Limited (no longer approved here)

    FRN 624042

    • [FCA CF] Client dealing (21 Jun 2021 to 10 Jun 2022)
    • [FCA CF] Functions requiring qualifications (21 Jun 2021 to 10 Jun 2022)

Recent activity

Updates to this individual's record on the FCA register.

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