Mark Jones

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Jones & Co Advisers Limited

    FRN 804499

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 9A. Advising on P2P agreements
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Responsibility for MCD Intermediation (since 24 Feb 2021)
    • [FCA CF] Functions requiring qualifications (since 4 Aug 2020)
    • [FCA CF] Manager of certification employee (since 4 Aug 2020)
    • [FCA CF] Client dealing (since 4 Aug 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF11 Money Laundering Reporting (10 Jul 2018 to 8 Dec 2019)
    • CF1 Director (10 Jul 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (10 Jul 2018 to 8 Dec 2019)
    • CF30 Customer (10 Jul 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (10 Jul 2018 to 30 Sep 2018)
  • Stonebridge Mortgage Solutions Ltd (no longer approved here)

    FRN 454811

    • CF30 Customer (21 Jul 2010 to 22 Oct 2011)
    • CF1 Director (AR) (15 Jul 2010 to 17 Nov 2011)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (11 Dec 2007 to 1 May 2010)

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Updates to this individual's record on the FCA register.

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