Colin Fogwill

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FOGWILL & JONES ASSET MANAGEMENT LIMITED

    FRN 433208

    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 16 Oct 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 20 Oct 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (17 Jul 2007 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (10 Jun 2005 to 3 Jul 2014)
    • CF1 Director (10 Jun 2005 to 8 Dec 2019)
    • CF10 Compliance Oversight (10 Jun 2005 to 3 Jul 2014)
    • CF21 Investment Adviser (10 Jun 2005 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (10 Jun 2005 to 31 Oct 2007)
    • Responsible for Insurance Mediation (10 Jun 2005 to 30 Sep 2018)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF7 Sole Trader (AR) (30 Aug 2002 to 28 May 2004)
    • CF21 Investment Adviser (24 May 2002 to 28 May 2004)
    • CF4 Partner (AR) (1 Dec 2001 to 30 Aug 2002)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 24 May 2002)
  • Fogwill & Jones (no longer approved here)

    FRN 200349

    • Employed By (13 Nov 2000 to 12 Oct 2005)

Recent activity

Updates to this individual's record on the FCA register.

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