David John Berry

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Perspective (North East) Limited

    FRN 150317

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 21 Aug 2024)
    • [FCA CF] Functions requiring qualifications (since 21 Aug 2024)
  • Argentis Financial Planning Ltd (no longer approved here)

    FRN 624277

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Aug 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 7 Aug 2024)
  • Gallagher Risk & Reward Limited (no longer approved here)

    FRN 184711

    • CF30 Customer (13 Nov 2015 to 31 May 2019)
  • BHP Financial Planning Limited (no longer approved here)

    FRN 191336

    • CF30 Customer (6 Jul 2011 to 13 Nov 2015)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (16 Nov 2009 to 17 Jun 2011)
  • Elland Road Financial Solutions Limited (no longer approved here)

    FRN 215092

    • (6)Employed By (1 May 2008 to 24 Nov 2009)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (1 May 2008 to 24 Nov 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.