Date authorised
1 April 2013
Companies House
03265272
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Walbrook Building
    25 Walbrook
    London
    EC4N 8AW
    UNITED KINGDOM
    Phone
    +4402072048990
  • Complaints Contact

    Gallagher
    1 Genesis Business Park
    Albert Drive
    Woking
    Surrey
    GU21 5RW
    UNITED KINGDOM
    Phone
    +4407500578873

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • ANDREW THOMAS MAXWELL

    IRN ATM01085

    • SMF3 Executive Director (23 Dec 2019 to 31 Jan 2023)
    • CF28 Systems and controls (2 Nov 2017 to 8 Dec 2019)
  • Aaron Poltorak

    IRN ASP01069

    • CF30 Customer (5 Jul 2016 to 31 May 2019)
  • Alan Paul Redwood

    IRN APR00005

    • CF29 Significant management (27 Aug 2015 to 13 Jan 2016)
  • Alison Mary Elcock

    IRN AME01046

    • CF30 Customer (10 Jun 2014 to 31 May 2019)
  • Alissa Gai Pohl Pfitzner

    IRN AGP01074

    • CF1 Director (28 Jul 2010 to 11 Sep 2012)
  • Alistair John Dornan

    IRN AXD00175

    • Responsible for Insurance Distribution (since 9 Jan 2026)
    • SMF3 Executive Director (since 9 Jan 2026)
  • Andrew John French

    IRN AJF01105

    • SMF16 Compliance Oversight (9 Dec 2019 to 16 Feb 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 16 Feb 2021)
    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2021)
    • CF1 Director (6 Dec 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (13 Apr 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (13 Apr 2017 to 8 Dec 2019)
  • Andrew Norman George Selby

    IRN ANS01056

    • [FCA CF] Functions requiring qualifications (1 Dec 2020 to 30 Sep 2025)
    • [FCA CF] Client dealing (1 Dec 2020 to 30 Sep 2025)
  • Andria Louise Gibb

    IRN AXG00860

    • CF1 Director (AR) (since 30 Dec 2023)
  • Angela Ward

    IRN AXW01403

    • CF30 Customer (29 May 2014 to 27 Feb 2015)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.