Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Gallagher Risk & Reward Limited (no longer approved here)

    FRN 184711

    • [FCA CF] Client dealing (1 Dec 2020 to 30 Sep 2025)
    • [FCA CF] Functions requiring qualifications (1 Dec 2020 to 30 Sep 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (13 Mar 2020 to 7 Mar 2022)
    • CF1 Director (AR) (4 Mar 2020 to 7 Mar 2022)
    • CF30 Customer (4 Mar 2020 to 7 Mar 2022)
  • Broadstone Financial Solutions Limited (no longer approved here)

    FRN 134771

    • CF30 Customer (4 Sep 2018 to 23 Apr 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.