Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- Responsible for Insurance Distribution (22 Sep 2023 to 19 Nov 2025)
- SMF1 Chief Executive (22 Sep 2023 to 19 Nov 2025)
- SMF3 Executive Director (26 Feb 2022 to 26 Nov 2025)
- SMF16 Compliance Oversight (26 Feb 2022 to 1 Feb 2024)
- SMF4 Chief Risk (26 Feb 2022 to 1 Feb 2024)
-
- SMF16 Compliance Oversight (9 Dec 2019 to 16 Feb 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 16 Feb 2021)
- SMF3 Executive Director (9 Dec 2019 to 31 Mar 2021)
- CF1 Director (6 Dec 2019 to 8 Dec 2019)
- CF11 Money Laundering Reporting (13 Apr 2017 to 8 Dec 2019)
- CF10 Compliance Oversight (13 Apr 2017 to 8 Dec 2019)
-
- CF10 Compliance Oversight (4 Nov 2013 to 31 Dec 2016)
-
- CF11 Money Laundering Reporting (6 Oct 2008 to 5 Mar 2010)
- CF10 Compliance Oversight (6 Oct 2008 to 5 Mar 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.