Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Equiniti Financial Services Limited (no longer approved here)

    FRN 468631

    • Responsible for Insurance Distribution (22 Sep 2023 to 19 Nov 2025)
    • SMF1 Chief Executive (22 Sep 2023 to 19 Nov 2025)
    • SMF3 Executive Director (26 Feb 2022 to 26 Nov 2025)
    • SMF16 Compliance Oversight (26 Feb 2022 to 1 Feb 2024)
    • SMF4 Chief Risk (26 Feb 2022 to 1 Feb 2024)
  • Gallagher Risk & Reward Limited (no longer approved here)

    FRN 184711

    • SMF16 Compliance Oversight (9 Dec 2019 to 16 Feb 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 16 Feb 2021)
    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2021)
    • CF1 Director (6 Dec 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (13 Apr 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (13 Apr 2017 to 8 Dec 2019)
  • JLT Wealth Management Limited (no longer approved here)

    FRN 196619

    • CF10 Compliance Oversight (4 Nov 2013 to 31 Dec 2016)
  • HCL INSURANCE BPO SERVICES LIMITED (no longer approved here)

    FRN 417450

    • CF11 Money Laundering Reporting (6 Oct 2008 to 5 Mar 2010)
    • CF10 Compliance Oversight (6 Oct 2008 to 5 Mar 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.