Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BHP Financial Planning Limited
FRN 191336
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF24 Pension Transfer Specialist (2 Oct 2003 to 31 Oct 2007)
- CF23 Corporate Finance Adviser (2 Oct 2003 to 2 Oct 2003)
- CF21 Investment Adviser (11 Oct 2002 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.