Headway Wealth ltd

• Principal Place of Business

  Durham Workspace

  Abbey Road

  Pity Me

  Durham

  DH1 5JZ

  UNITED KINGDOM

  Phone

  +4402033935920

  Web

  https://www.headwaywealth.com

• Complaints Contact

  Durham Workspace

  Abbey Road

  Pity Me

  Durham

  DH1 5JZ

  UNITED KINGDOM

  Phone

  +4402033935920

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Negotiation

  Show 2 limitations Hide limitations

  • · This permission is limited to debt adjusting with no debt management activity
  • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation "debt management plans" is defined as: 'a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders'.

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation 'debt management plans' is defined as: 'a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders'.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Amber Lily Veronique

  IRN AXV00309

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 30 Apr 2026)
  • Appointed representative dealing with clients for which they require qualification (since 30 Apr 2026)
  • CF30 Customer (since 30 Apr 2026)
  • [FCA CF] Client dealing (since 30 Apr 2026)
• Andrew John Bone

  IRN AJB00169

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • CF30 Customer (since 25 Apr 2025)
  • Appointed representative dealing with clients for which they require qualification (since 24 Sep 2021)
  • [FCA CF] Client dealing (since 24 Sep 2021)
  • [FCA CF] Functions requiring qualifications (since 24 Sep 2021)
• Benedict David Brownie Kent

  IRN BDK01017

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • CF30 Customer (since 25 Apr 2025)
  • [FCA CF] Client dealing (since 27 Sep 2021)
  • [FCA CF] Functions requiring qualifications (since 27 Sep 2021)
  • Appointed representative dealing with clients for which they require qualification (since 27 Sep 2021)
• Billy Hockley

  IRN BXH00218

  • [FCA CF] Client dealing (28 Feb 2022 to 13 Sep 2024)
  • Appointed representative dealing with clients for which they require qualification (28 Feb 2022 to 13 Sep 2024)
  • [FCA CF] Functions requiring qualifications (28 Feb 2022 to 13 Sep 2024)
• Christopher George Marius Thomas Wheatley

  IRN CGW01069

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 2 Apr 2026)
  • [FCA CF] Client dealing (since 2 Apr 2026)
• Clare Louise Bruce

  IRN CLB01116

  • SMF16 Compliance Oversight (9 Dec 2019 to 5 Jun 2020)
  • SMF3 Executive Director (9 Dec 2019 to 5 Jun 2020)
  • Responsible for Insurance Distribution (17 Sep 2019 to 5 Jun 2020)
  • Responsibility for MCD Intermediation (17 Sep 2019 to 5 Jun 2020)
  • CF10 Compliance Oversight (17 Sep 2019 to 8 Dec 2019)
  • CF1 Director (17 Sep 2019 to 8 Dec 2019)
• Duncan Raeside

  IRN DXR00142

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 1 Jan 2021)
  • [FCA CF] Functions requiring qualifications (since 1 Jan 2021)
• Edward Thomas Dowden

  IRN ETD01003

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 20 Mar 2026)
  • [FCA CF] Functions requiring qualifications (since 20 Mar 2026)
• Elliott Parkhouse

  IRN EXP90379

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF3 Executive Director (since 23 Apr 2021)
  • [FCA CF] Significant management (since 23 Apr 2021)
  • [FCA CF] Functions requiring qualifications (since 1 Jul 2020)
  • [FCA CF] Client dealing (since 1 Jul 2020)
• Gary Powell

  IRN GXP00374

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 12 Sep 2024)
  • Appointed representative dealing with clients for which they require qualification (since 12 Sep 2024)
  • [FCA CF] Client dealing (since 12 Sep 2024)

• Pyrmont Wealth Management (UK) Limited

  FRN 955639 · Appointed 27 Jul 2021

• Cedar Crest Group Limited

  FRN 933936 · Appointed 11 Sep 2020

No changes recorded yet.