Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 20 Mar 2026)
    • [FCA CF] Functions requiring qualifications (since 20 Mar 2026)
  • Best Practice IFA Group Limited (no longer approved here)

    FRN 223112

    • [FCA CF] Client dealing (28 Mar 2022 to 13 Mar 2026)
    • Appointed representative dealing with clients for which they require qualification (28 Mar 2022 to 13 Mar 2026)
    • CF30 Customer (27 Jan 2022 to 13 Mar 2026)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 25 Mar 2022)
    • CF30 Customer (18 Jun 2019 to 25 Mar 2022)
  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • CF30 Customer (9 Jan 2018 to 29 Jun 2018)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (15 Dec 2011 to 1 May 2013)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (29 Apr 2010 to 1 Feb 2012)
  • West Wales Financial Services Ltd (no longer approved here)

    FRN 225021

    • Employed By (26 Feb 2010 to 15 Jun 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.