Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Headway Wealth ltd
FRN 841266
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 20 Mar 2026)
- [FCA CF] Functions requiring qualifications (since 20 Mar 2026)
-
- [FCA CF] Client dealing (28 Mar 2022 to 13 Mar 2026)
- Appointed representative dealing with clients for which they require qualification (28 Mar 2022 to 13 Mar 2026)
- CF30 Customer (27 Jan 2022 to 13 Mar 2026)
-
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 25 Mar 2022)
- CF30 Customer (18 Jun 2019 to 25 Mar 2022)
-
- CF30 Customer (9 Jan 2018 to 29 Jun 2018)
-
- CF30 Customer (15 Dec 2011 to 1 May 2013)
-
- CF30 Customer (29 Apr 2010 to 1 Feb 2012)
-
- Employed By (26 Feb 2010 to 15 Jun 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.