Headway Wealth ltd

• Principal Place of Business

  Durham Workspace

  Abbey Road

  Pity Me

  Durham

  DH1 5JZ

  UNITED KINGDOM

  Phone

  +4402033935920

  Web

  https://www.headwaywealth.com

• Complaints Contact

  Durham Workspace

  Abbey Road

  Pity Me

  Durham

  DH1 5JZ

  UNITED KINGDOM

  Phone

  +4402033935920

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Negotiation

  Show 2 limitations Hide limitations

  • · This permission is limited to debt adjusting with no debt management activity
  • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation "debt management plans" is defined as: 'a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders'.

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation 'debt management plans' is defined as: 'a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders'.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Hamzah Shalchi

  IRN HXS15113

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF16 Compliance Oversight (since 8 Nov 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Nov 2024)
  • Responsibility for MCD Intermediation (since 8 Nov 2024)
  • Responsible for Insurance Distribution (since 8 Nov 2024)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 Apr 2022)
  • CF11 Money Laundering Reporting (17 Sep 2019 to 8 Dec 2019)
  • CF1 Director (17 Sep 2019 to 8 Dec 2019)
• Kit Ying Ho

  IRN KXH00393

  • Appointed representative dealing with clients for which they require qualification (4 May 2023 to 6 May 2025)
  • [FCA CF] Client dealing (4 May 2023 to 6 May 2025)
• Lai Yee Li

  IRN LXL00232

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 6 Sep 2024)
  • Appointed representative dealing with clients for which they require qualification (since 6 Sep 2024)
  • [FCA CF] Client dealing (since 6 Sep 2024)
• Louise Claire Parsley

  IRN LCN01009

  • Responsibility for MCD Intermediation (27 May 2022 to 8 Nov 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (27 May 2022 to 8 Nov 2024)
  • Responsible for Insurance Distribution (25 Nov 2020 to 8 Nov 2024)
  • SMF16 Compliance Oversight (25 Nov 2020 to 8 Nov 2024)
  • [FCA CF] Manager of certification employee (25 Feb 2020 to 31 Oct 2024)
  • [FCA CF] Significant management (25 Feb 2020 to 31 Oct 2024)
• Martin Paul Redford-Forrester

  IRN MXF01407

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 4 Dec 2024)
  • [FCA CF] Client dealing (since 4 Dec 2024)
• Monica Leung

  IRN MXL00515

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Client dealing (since 6 Feb 2023)
  • Appointed representative dealing with clients for which they require qualification (since 6 Feb 2023)
  • [FCA CF] Functions requiring qualifications (since 6 Feb 2023)
• Rosie Louise Donoghue

  IRN RXD00160

  • Appointed representative dealing with clients for which they require qualification (15 Nov 2021 to 15 Dec 2021)
• Samuel Harley

  IRN SXH00326

  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • CF30 Customer (since 25 Apr 2025)
  • [FCA CF] Functions requiring qualifications (since 21 Oct 2021)
  • Appointed representative dealing with clients for which they require qualification (since 12 Oct 2020)
  • [FCA CF] Client dealing (since 12 Oct 2020)
• Simon John Clarke

  IRN SXC01119

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • Appointed representative dealing with clients for which they require qualification (since 19 Jan 2026)
  • [FCA CF] Functions requiring qualifications (since 19 Jan 2026)
  • [FCA CF] Client dealing (since 19 Jan 2026)
• Simon Martin Parfitt

  IRN SXP00032

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 1 May 2026)
  • CF30 Customer (since 1 May 2026)
  • Appointed representative dealing with clients for which they require qualification (since 1 May 2026)
  • [FCA CF] Client dealing (since 1 May 2026)
  • CF1 Director (AR) (since 12 Mar 2021)
  • Appointed representative dealing with clients for which they require qualification (25 Oct 2021 to 19 Sep 2024)
  • [FCA CF] Client dealing (25 Oct 2021 to 19 Sep 2024)

• Pyrmont Wealth Management (UK) Limited

  FRN 955639 · Appointed 27 Jul 2021

• Cedar Crest Group Limited

  FRN 933936 · Appointed 11 Sep 2020

No changes recorded yet.