Simon Martin Parfitt

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Headway Wealth ltd
FRN 841266
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 1 May 2026)
- Appointed representative dealing with clients for which they require qualification (since 1 May 2026)
- [FCA CF] Functions requiring qualifications (since 1 May 2026)
- CF30 Customer (since 1 May 2026)
- CF1 Director (AR) (since 12 Mar 2021)
- [FCA CF] Client dealing (25 Oct 2021 to 19 Sep 2024)
- Appointed representative dealing with clients for which they require qualification (25 Oct 2021 to 19 Sep 2024)
Pyrmont Wealth Management (UK) Limited
FRN 955639
- (6)Employed By (since 26 Mar 2025)
Cedar Crest Group Limited
FRN 933936
- Employed By (since 12 Mar 2021)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.