Headway Wealth ltd

• Principal Place of Business

  Durham Workspace

  Abbey Road

  Pity Me

  Durham

  DH1 5JZ

  UNITED KINGDOM

  Phone

  +4402033935920

  Web

  https://www.headwaywealth.com

• Complaints Contact

  Durham Workspace

  Abbey Road

  Pity Me

  Durham

  DH1 5JZ

  UNITED KINGDOM

  Phone

  +4402033935920

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Negotiation

  Show 2 limitations Hide limitations

  • · This permission is limited to debt adjusting with no debt management activity
  • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation "debt management plans" is defined as: 'a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders'.

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation 'debt management plans' is defined as: 'a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders'.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Stephen Reginald Couch

  IRN SRC01107

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • Appointed representative dealing with clients for which they require qualification (since 4 Jun 2024)
  • [FCA CF] Client dealing (since 4 Jun 2024)
  • [FCA CF] Functions requiring qualifications (since 4 Jun 2024)
• Sunny Kwong

  IRN SXK00488

  • [FCA CF] Client dealing (6 Jun 2022 to 28 Feb 2023)
  • Appointed representative dealing with clients for which they require qualification (6 Jun 2022 to 1 Mar 2023)
• Thomas John Vazson

  IRN TXV00012

  • Appointed representative dealing with clients for which they require qualification (12 Oct 2020 to 14 Jan 2021)
  • [FCA CF] Client dealing (12 Oct 2020 to 14 Jan 2021)
• Thomas Parsons

  IRN TXP23129

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (7 Nov 2019 to 8 Dec 2019)
• Thomas Rogerson

  IRN TXR00149

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • CF30 Customer (since 25 Apr 2025)
  • [FCA CF] Client dealing (since 25 Nov 2021)
  • [FCA CF] Functions requiring qualifications (since 25 Nov 2021)
  • Appointed representative dealing with clients for which they require qualification (since 25 Nov 2021)

• Pyrmont Wealth Management (UK) Limited

  FRN 955639 · Appointed 27 Jul 2021

• Cedar Crest Group Limited

  FRN 933936 · Appointed 11 Sep 2020

No changes recorded yet.