Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Headway Wealth ltd
FRN 841266
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 4 Jun 2024)
- Appointed representative dealing with clients for which they require qualification (since 4 Jun 2024)
- [FCA CF] Client dealing (since 4 Jun 2024)
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- CF30 Customer (1 Nov 2007 to 31 Dec 2009)
- CF21 Investment Adviser (5 Jan 2006 to 31 Oct 2007)
- CF7 Sole Trader (AR) (5 Jan 2006 to 31 Jan 2007)
- CF22 Investment Adviser (Trainee) (20 Jan 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.