Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 22 Sep 2025)
- CF30 Customer (since 25 Jul 2025)
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RetireInvest Limited
FRN 735551
- (5)Employed By (since 25 Jul 2025)
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- [FCA CF] Client dealing (14 Feb 2022 to 3 Nov 2023)
- [FCA CF] Functions requiring qualifications (14 Feb 2022 to 3 Nov 2023)
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- Appointed representative dealing with clients for which they require qualification (12 Oct 2020 to 14 Jan 2021)
- [FCA CF] Client dealing (12 Oct 2020 to 14 Jan 2021)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 12 Oct 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.