Twigden Asset Management Limited

• Principal Place of Business

  Prospect Place

  23 Osier Way

  Olney

  Bucks

  MK46 5FP

  UNITED KINGDOM

  Phone

  +441234270074

  Web

  https://twigdenasset.co.uk

• Complaints Contact

  Prospect Place

  23 Osier Way

  Olney

  Bucks

  MK46 5FP

  UNITED KINGDOM

  Phone

  +441234270074

• Buy-to-Let Mortgage Advice

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Azim Isa

  IRN AXI00009

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jul 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2022)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (18 Jul 2003 to 31 Oct 2007)
• Catherine Morgan

  IRN CCM01074

  • CF30 Customer (18 Jan 2017 to 21 Feb 2018)
• Dale Marc Lee

  IRN DXL00152

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Functions requiring qualifications (since 1 Jul 2024)
  • [FCA CF] Client dealing (since 1 Jul 2024)
• David William King Twigden

  IRN DWT00005

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • SMF16 Compliance Oversight (9 Dec 2019 to 7 Mar 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 7 Mar 2023)
  • Responsible for Insurance Distribution (1 Oct 2018 to 7 Mar 2023)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF1 Director (2 May 2003 to 8 Dec 2019)
  • CF3 Chief Executive (2 May 2003 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (2 May 2003 to 31 Mar 2009)
  • CF11 Money Laundering Reporting (2 May 2003 to 8 Dec 2019)
  • CF21 Investment Adviser (2 May 2003 to 31 Oct 2007)
  • CF10 Compliance Oversight (2 May 2003 to 8 Dec 2019)
• Geoffrey Bernard Sharpe

  IRN GBS00006

  • [FCA CF] Client dealing (9 Dec 2019 to 5 Nov 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Nov 2025)
  • CF30 Customer (1 Oct 2009 to 8 Dec 2019)
• John Martin Hyde

  IRN JXH00534

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 May 2021)
• Leslie Anne Twigden

  IRN LAT01037

  • CF2 Non Executive Director (2 May 2003 to 24 May 2011)
• Lois Twigden

  IRN LXT00099

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Manager of certification employee (since 31 Jul 2023)
  • Responsible for Insurance Distribution (since 25 Oct 2022)
  • SMF3 Executive Director (since 25 Oct 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Oct 2022)
  • SMF16 Compliance Oversight (since 25 Oct 2022)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• Thomas John Vazson

  IRN TXV00012

  • [FCA CF] Functions requiring qualifications (14 Feb 2022 to 3 Nov 2023)
  • [FCA CF] Client dealing (14 Feb 2022 to 3 Nov 2023)

• King Associates Independent Mortgage Brokers

  FRN 403743 · Appointed 31 Oct 2004

• EIS Capital Limited (no longer appointed)

  FRN 793677 · Appointed 8 Nov 2017 · Until 14 Nov 2018

• VALKYRIE MARKETING SERVICES LLP (no longer appointed)

  FRN 646604 · Appointed 15 Sep 2014 · Until 21 Aug 2018

No changes recorded yet.