Louise Claire Parsley

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BLACKTOWER FINANCIAL MANAGEMENT LIMITED

    FRN 188611

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Nov 2024)
    • [FCA CF] Manager of certification employee (since 1 Nov 2024)
    • [FCA CF] Significant management (since 1 Nov 2024)
    • SMF16 Compliance Oversight (since 1 Nov 2024)
  • Headway Wealth ltd (no longer approved here)

    FRN 841266

    • SMF17 Money Laundering Reporting Officer (MLRO) (27 May 2022 to 8 Nov 2024)
    • Responsibility for MCD Intermediation (27 May 2022 to 8 Nov 2024)
    • Responsible for Insurance Distribution (25 Nov 2020 to 8 Nov 2024)
    • SMF16 Compliance Oversight (25 Nov 2020 to 8 Nov 2024)
    • [FCA CF] Manager of certification employee (25 Feb 2020 to 31 Oct 2024)
    • [FCA CF] Significant management (25 Feb 2020 to 31 Oct 2024)

Recent activity

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