Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 4 Dec 2024)
    • [FCA CF] Client dealing (since 4 Dec 2024)
  • Stonebridge Mortgage Solutions Ltd (no longer approved here)

    FRN 454811

    • Appointed representative dealing with clients for which they require qualification (14 Nov 2024 to 15 Nov 2024)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Feb 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 27 Feb 2024)
    • CF30 Customer (11 Jul 2018 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 31 May 2009)
    • CF21 Investment Adviser (3 Jul 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 Aug 2005 to 3 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.