Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Headway Wealth ltd
FRN 841266
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 4 Dec 2024)
- [FCA CF] Client dealing (since 4 Dec 2024)
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- Appointed representative dealing with clients for which they require qualification (14 Nov 2024 to 15 Nov 2024)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Feb 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 27 Feb 2024)
- CF30 Customer (11 Jul 2018 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 31 May 2009)
- CF21 Investment Adviser (3 Jul 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (4 Aug 2005 to 3 Jul 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.