Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 25 Apr 2025)
    • Appointed representative dealing with clients for which they require qualification (since 27 Sep 2021)
    • [FCA CF] Client dealing (since 27 Sep 2021)
    • [FCA CF] Functions requiring qualifications (since 27 Sep 2021)
    • (4)Employed By (since 25 Apr 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 28 Mar 2008)
    • CF22 Investment Adviser (Trainee) (23 Jul 2007 to 31 Oct 2007)
  • Ben Kent (no longer approved here)

    FRN 470637

    • Employed By (23 Jul 2007 to 28 Mar 2008)

Recent activity

Updates to this individual's record on the FCA register.

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