Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 May 2022)
    • [FCA CF] Functions requiring qualifications (since 9 May 2022)
  • Callaway Sykes Associates Limited (no longer approved here)

    FRN 116734

    • CF30 Customer (14 Jun 2013 to 31 Mar 2015)
  • H W Gibbs Financial Limited (no longer approved here)

    FRN 181115

    • (4)Employed By (9 Apr 2003 to 19 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.