Adam Swift

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Saltus Partnership Limited

    FRN 554381

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 19 Jan 2026)
    • [FCA CF] Client dealing (since 19 Jan 2026)
  • LGT Wealth Management Limited (no longer approved here)

    FRN 466684

    • [FCA CF] Functions requiring qualifications (1 Nov 2025 to 16 Jan 2026)
  • LGT Wealth Management UK LLP (no longer approved here)

    FRN 471048

    • [FCA CF] Functions requiring qualifications (6 Jan 2022 to 16 Jan 2026)
    • [FCA CF] Client dealing (6 Jan 2022 to 28 Apr 2022)
  • Eight Four Two Limited (no longer approved here)

    FRN 605566

    • [FCA CF] Client dealing (9 Dec 2019 to 9 Mar 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Mar 2020)
    • CF30 Customer (1 Feb 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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