Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 24 Feb 2022)
  • Eight Four Two Limited (no longer approved here)

    FRN 605566

    • SMF3 Executive Director (9 Dec 2019 to 26 Oct 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 26 Oct 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 26 Oct 2020)
    • CF1 Director (14 Aug 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Jan 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Jan 2018 to 8 Dec 2019)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF22 Investment Adviser (Trainee) (29 Apr 2002 to 17 Mar 2003)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF22 Investment Adviser (Trainee) (29 Apr 2002 to 17 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.