David Tarbotton

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Cormorant Partnership LLP (no longer approved here)
FRN 488257
- [FCA CF] Client dealing (12 Jan 2023 to 7 Feb 2023)
- [FCA CF] Functions requiring qualifications (12 Jan 2023 to 7 Feb 2023)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 15 Nov 2022)
- CF1 Director (AR) (16 Jun 2014 to 15 Nov 2022)
- CF30 Customer (16 Jun 2014 to 15 Nov 2022)
Quilter Mortgage Planning Limited (no longer approved here)
FRN 440718
- CF1 Director (AR) (8 Jan 2014 to 24 Mar 2014)
2 Plan Wealth Management Limited (no longer approved here)
FRN 461598
- CF30 Customer (25 Aug 2010 to 17 Feb 2011)
Evelyn Partners Financial Planning Limited (no longer approved here)
FRN 136414
- CF30 Customer (22 Apr 2010 to 13 Aug 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.