Cormorant Partnership LLP

• Principal Place of Business

  34 Lime Street

  London

  EC3M 7AT

  UNITED KINGDOM

  Phone

  +447553347748

  Web

  https://cormorantpartners.co.uk

• Complaints Contact

  34 Lime Street

  London

  EC3M 7AT

  ENGLAND

  Phone

  +442076385646

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Henry Desch

  IRN HXD00065

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Feb 2022)
  • [FCA CF] Client dealing (since 22 Nov 2021)
• Ian James Humphreys

  IRN IJH01063

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Client dealing (since 23 May 2022)
  • [FCA CF] Functions requiring qualifications (since 23 May 2022)
• Jason Knowles

  IRN JXK01757

  • CF30 Customer (4 Aug 2016 to 29 Jun 2018)
• Joanne Rachel Taylor-Vizard

  IRN JXV21574

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 6 Jan 2022)
  • [FCA CF] Functions requiring qualifications (since 6 Jan 2022)
• Kevin Joseph Duffin

  IRN KXD00185

  • [FCA CF] Functions requiring qualifications (23 May 2023 to 17 Oct 2023)
• Lucie Phebe Irene Kirkpatrick

  IRN LXK00191

  • [FCA CF] Functions requiring qualifications (9 Oct 2023 to 1 Aug 2024)
  • [FCA CF] Client dealing (9 Oct 2023 to 1 Aug 2024)
• Luke Christopher Harvey

  IRN LCH01037

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 6 Jan 2022)
  • [FCA CF] Functions requiring qualifications (since 6 Jan 2022)
  • CF30 Customer (19 Mar 2015 to 29 Nov 2016)
• Niall Lalith De Cabraal Wijetunge

  IRN NLW01009

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF4 Partner (2 Nov 2010 to 30 Oct 2013)
  • CF30 Customer (2 Nov 2010 to 8 Dec 2019)
• Paul Haley

  IRN PXH00018

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 21 Mar 2023)
  • [FCA CF] Client dealing (since 21 Mar 2023)
  • SMF27 Partner (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • CF10 Compliance Oversight (1 Oct 2008 to 8 Dec 2019)
  • CF30 Customer (1 Oct 2008 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (1 Oct 2008 to 31 Mar 2009)
  • CF4 Partner (1 Oct 2008 to 8 Dec 2019)
  • Responsible for Insurance Mediation (1 Oct 2008 to 30 Sep 2018)
  • CF11 Money Laundering Reporting (1 Oct 2008 to 8 Dec 2019)
• Robert James Turner

  IRN RJT00028

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 2 May 2022)
  • [FCA CF] Client dealing (since 2 May 2022)

• Stadden Forbes Wealth Management Ltd (no longer appointed)

  FRN 651647 · Appointed 27 Oct 2014 · Until 3 Jul 2018

• Activus Wealth Management Limited (no longer appointed)

  FRN 623530 · Appointed 15 May 2014 · Until 8 Jan 2015

No changes recorded yet.