Luke Christopher Harvey

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cormorant Partnership LLP

    FRN 488257

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 6 Jan 2022)
    • [FCA CF] Functions requiring qualifications (since 6 Jan 2022)
    • CF30 Customer (19 Mar 2015 to 29 Nov 2016)
  • Sterling & Law Group Plc (no longer approved here)

    FRN 216784

    • [FCA CF] Client dealing (9 Dec 2019 to 4 Jul 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Jul 2022)

Recent activity

Updates to this individual's record on the FCA register.

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