Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Cormorant Partnership LLP
FRN 488257
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (2 Nov 2010 to 8 Dec 2019)
- CF4 Partner (2 Nov 2010 to 30 Oct 2013)
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- CF30 Customer (5 Jan 2009 to 29 Oct 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.