Master Adviser CFP Limited

• Principal Place of Business

  22 Chancery Lane

  London

  WC2A 1LA

  UNITED KINGDOM

  Phone

  +4402070315720

  Web

  https://www.masteradviser.co.uk

• Complaints Contact

  22 Chancery Lane

  London

  WC2A 1LA

  UNITED KINGDOM

  Phone

  +4402070315720

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adebola Babatunde

  IRN AXB03817

  • CF30 Customer (3 Mar 2016 to 17 May 2017)
• David Gordon Tom

  IRN DXT00055

  • CF30 Customer (1 Nov 2007 to 20 Feb 2017)
  • CF21 Investment Adviser (2 Jan 2007 to 31 Oct 2007)
• Douglas David McFarlane Brodie

  IRN DDB00002

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF16 Compliance Oversight (since 1 Mar 2025)
  • CF1 Director (AR) (since 13 Oct 2020)
  • CF30 Customer (since 13 Oct 2020)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 22 Mar 2016)
  • CF10 Compliance Oversight (18 Jul 2008 to 4 Jan 2010)
  • CF11 Money Laundering Reporting (18 Jul 2008 to 4 Jan 2010)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF3 Chief Executive (5 Jul 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (2 Jan 2007 to 30 Sep 2018)
  • CF8 Apportionment and Oversight (2 Jan 2007 to 31 Mar 2009)
  • CF21 Investment Adviser (2 Jan 2007 to 31 Oct 2007)
  • CF1 Director (2 Jan 2007 to 8 Dec 2019)
• Jacalyn Karen Baker

  IRN JKB01086

  • SMF3 Executive Director (9 Dec 2019 to 1 Mar 2025)
  • SMF16 Compliance Oversight (9 Dec 2019 to 1 Mar 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Mar 2025)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Mar 2025)
  • CF1 Director (22 Mar 2016 to 8 Dec 2019)
  • Responsibility for MCD Intermediation (22 Mar 2016 to 1 Mar 2025)
  • CF11 Money Laundering Reporting (4 Jan 2010 to 8 Dec 2019)
  • CF10 Compliance Oversight (4 Jan 2010 to 8 Dec 2019)
• James Fletcher Harrison

  IRN JFH01084

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Mar 2025)
  • CF30 Customer (since 12 Oct 2020)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF30 Customer (25 May 2018 to 8 Dec 2019)
  • CF1 Director (26 Jan 2016 to 8 Dec 2019)
• Jeremy Bryce Watson

  IRN JBW00013

  • CF30 Customer (1 Nov 2007 to 20 Feb 2017)
  • CF21 Investment Adviser (2 Jan 2007 to 31 Oct 2007)
• Martin Ashley Vaughan

  IRN MAV01043

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 3. Giving personal recommendations on derivatives
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 13. Giving personal recommendations on and dealing with derivatives
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 16 Apr 2025)
  • [FCA CF] Functions requiring qualifications (since 15 Apr 2025)
  • Appointed representative dealing with clients for which they require qualification (since 9 Apr 2025)
  • CF30 Customer (since 25 Feb 2025)
• Michelle Lorraine Short

  IRN MXL01434

  • CF30 Customer (17 Feb 2010 to 28 May 2010)
• Natalie Victoria Lucy Hull

  IRN NVH00005

  • CF30 Customer (9 Jan 2013 to 11 Jan 2016)
• Niall Lalith De Cabraal Wijetunge

  IRN NLW01009

  • CF30 Customer (5 Jan 2009 to 29 Oct 2010)

• Chancery Lane Income Planners Ltd

  FRN 935249 · Appointed 1 Oct 2020

No changes recorded yet.