Martin Ashley Vaughan

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Master Adviser CFP Limited

    FRN 458919

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • [FCA CF] Client dealing (since 16 Apr 2025)
    • [FCA CF] Functions requiring qualifications (since 15 Apr 2025)
    • Appointed representative dealing with clients for which they require qualification (since 9 Apr 2025)
    • CF30 Customer (since 25 Feb 2025)
  • Chancery Lane Income Planners Ltd

    FRN 935249

    • Employed By (since 25 Feb 2025)
  • Axis Capital Markets Limited (no longer approved here)

    FRN 589327

    • CF30 Customer (6 Feb 2015 to 14 May 2015)
    • CF1 Director (7 Aug 2014 to 14 May 2015)
  • GHC Wealth Management Limited (no longer approved here)

    FRN 598291

    • CF1 Director (5 Jun 2013 to 29 Jul 2014)
    • CF10 Compliance Oversight (5 Jun 2013 to 29 Jul 2014)
    • CF11 Money Laundering Reporting (5 Jun 2013 to 29 Jul 2014)
    • CF30 Customer (5 Jun 2013 to 29 Jul 2014)
    • CF3 Chief Executive (5 Jun 2013 to 29 Jul 2014)
    • Responsible for Insurance Mediation (5 Jun 2013 to 29 Jul 2014)
  • GHC CAPITAL MARKETS LTD. (no longer approved here)

    FRN 152998

    • CF1 Director (5 Mar 2012 to 31 Jul 2014)
  • Harold Wilson Financial Services Limited (no longer approved here)

    FRN 121023

    • CF21 Investment Adviser (1 Apr 2004 to 13 May 2004)
    • CF22 Investment Adviser (Trainee) (11 Apr 2003 to 1 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

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