Harold Wilson Financial Services Limited

Date authorised
1 April 2013
Companies House
00707710
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wilson House
    1-3 Waverley Street
    Nottingham
    Nottinghamshire
    NG7 4HG
    UNITED KINGDOM
    Phone
    +441159420111
    Web
    https://www.wearewilsons.com

  • Complaints Contact

    Wilson House
    1-3 Waverley Street
    Nottingham
    Nottinghamshire
    NG7 4HG
    UNITED KINGDOM
    Phone
    +441159420111

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anna Mikhaylovna Sinelnikova

    IRN AMS01254

    • CF30 Customer (1 Nov 2007 to 11 Sep 2009)
    • CF21 Investment Adviser (11 May 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (5 Oct 2005 to 11 May 2006)
  • Annabel Katherine Jackson-Prow

    IRN AKP01025

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • [FCA CF] Significant management (9 Dec 2019 to 26 Aug 2022)
    • CF10 Compliance Oversight (12 May 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (12 May 2014 to 8 Dec 2019)
    • Responsible for Insurance Mediation (12 May 2014 to 30 Sep 2018)
    • CF3 Chief Executive (1 Nov 2009 to 8 Dec 2019)
    • CF1 Director (9 Jan 2004 to 8 Dec 2019)
    • CF22 Investment Adviser (Trainee) (6 Oct 2003 to 30 Dec 2004)
  • Charlotte Perkins

    IRN CJP01125

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 26 Aug 2022)
    • CF1 Director (17 Sep 2009 to 8 Dec 2019)
  • David Allen Gofton

    IRN DAG00056

    • CF21 Investment Adviser (21 Feb 2002 to 6 Mar 2004)
    • CF1 Director (21 Feb 2002 to 6 Mar 2004)
  • Gary Arthur Robert Cormack

    IRN GAC01145

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (27 May 2014 to 8 Dec 2019)
  • Gary Peter Henry

    IRN GPH00015

    • CF21 Investment Adviser (1 Dec 2001 to 28 Oct 2003)
  • Ian Alan James Baguley

    IRN IAB00017

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Sep 2024)
    • SMF3 Executive Director (9 Dec 2019 to 7 Jan 2020)
    • [FCA CF] Significant management (9 Dec 2019 to 7 Jan 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Sep 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (21 Feb 2002 to 8 Dec 2019)
    • CF21 Investment Adviser (21 Feb 2002 to 31 Oct 2007)
  • Joanne Sharon Noon

    IRN JSB00034

    • CF30 Customer (9 Jun 2011 to 21 Oct 2011)
  • John Jackson Prow

    IRN JJP00002

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 26 Aug 2022)
    • CF3 Chief Executive (1 Dec 2001 to 30 Sep 2009)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
  • John Steele

    IRN JXS00028

    • Responsible for Insurance Mediation (14 Jan 2005 to 6 Mar 2014)
    • CF1 Director (1 Dec 2001 to 6 Mar 2014)
    • CF10 Compliance Oversight (1 Dec 2001 to 6 Mar 2014)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 6 Mar 2014)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2004)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.