Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF10 Chair of the Risk Committee (since 9 Dec 2019)
    • CF2 Non Executive Director (10 Sep 2014 to 8 Dec 2019)
    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (1 Aug 2018 to 8 Dec 2019)
  • Harold Wilson (Insurances) Limited (no longer approved here)

    FRN 303000

    • CF28 Systems and controls (1 Nov 2007 to 6 Mar 2014)
    • CF1 Director (14 Jan 2005 to 6 Mar 2014)
    • CF11 Money Laundering Reporting (14 Jan 2005 to 6 Mar 2014)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
    • Responsible for Insurance Mediation (14 Jan 2005 to 6 Mar 2014)
  • Harold Wilson Financial Services Limited (no longer approved here)

    FRN 121023

    • Responsible for Insurance Mediation (14 Jan 2005 to 6 Mar 2014)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2004)
    • CF1 Director (1 Dec 2001 to 6 Mar 2014)
    • CF10 Compliance Oversight (1 Dec 2001 to 6 Mar 2014)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 6 Mar 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.