Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Vision Independent Financial Planning Ltd
FRN 487395
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 10 Jul 2024)
- CF1 Director (AR) (since 9 Jul 2024)
- CF30 Customer (since 9 Jul 2024)
- [FCA CF] Client dealing (5 Jun 2024 to 10 Jul 2024)
- [FCA CF] Functions requiring qualifications (5 Jun 2024 to 10 Jul 2024)
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Astra Wealth Limited
FRN 1014772
- (2)Employed By (since 9 Jul 2024)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jun 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 1 Jun 2024)
- CF30 Customer (1 Jun 2015 to 8 Dec 2019)
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- CF30 Customer (19 Aug 2013 to 29 May 2015)
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- CF30 Customer (1 Nov 2007 to 11 Sep 2009)
- CF21 Investment Adviser (11 May 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (5 Oct 2005 to 11 May 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.