Ian Alan James Baguley

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Harold Wilson Financial Services Limited (no longer approved here)

    FRN 121023

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Sep 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Sep 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 7 Jan 2020)
    • SMF3 Executive Director (9 Dec 2019 to 7 Jan 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (21 Feb 2002 to 31 Oct 2007)
    • CF1 Director (21 Feb 2002 to 8 Dec 2019)
  • Harold Wilson (Insurances) Limited (no longer approved here)

    FRN 303000

    • [FCA CF] Significant management (9 Dec 2019 to 7 Jan 2020)
    • SMF3 Executive Director (9 Dec 2019 to 7 Jan 2020)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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