GHC Wealth Management Limited

• Principal Place of Business

  Norwich House

  22-30 Horsefair Street

  Leicester

  Leicestershire

  LE1 5BD

  UNITED KINGDOM

  Phone

  +4401162045500

• Complaints Contact

  Norwich House

  22-30 Horsefair Street

  Leicester

  Leicestershire

  LE1 5BD

  UNITED KINGDOM

  Phone

  +4401162045500

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alan Stanley Donald Stevenson

  IRN ASS00006

  • CF30 Customer (13 May 2014 to 12 Jun 2017)
• Andrew Jonathan Neale

  IRN AJN01048

  • 11. Pension transfer specialist
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 9A. Advising on P2P agreements
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (19 Feb 2014 to 8 Dec 2019)
• Angela Elizabeth Reading-East

  IRN AER01042

  • CF30 Customer (4 Feb 2014 to 7 Aug 2015)
• Martin Ashley Vaughan

  IRN MAV01043

  • Responsible for Insurance Mediation (5 Jun 2013 to 29 Jul 2014)
  • CF30 Customer (5 Jun 2013 to 29 Jul 2014)
  • CF3 Chief Executive (5 Jun 2013 to 29 Jul 2014)
  • CF11 Money Laundering Reporting (5 Jun 2013 to 29 Jul 2014)
  • CF10 Compliance Oversight (5 Jun 2013 to 29 Jul 2014)
  • CF1 Director (5 Jun 2013 to 29 Jul 2014)
• Michael David Holmes

  IRN MXH00705

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2024)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2024)
• Michael Thomas Hall

  IRN MTH01037

  • CF30 Customer (27 Dec 2018 to 8 Dec 2019)
• Paul Raymond Harris

  IRN PRH01072

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (5 Jun 2013 to 8 Dec 2019)
• Rachel Kathryn Hardy

  IRN RKH01064

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (26 Nov 2018 to 8 Dec 2019)
• Richard Ian Booker

  IRN RIB01018

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Jan 2025)
  • CF30 Customer (26 Nov 2015 to 8 Dec 2019)
• Richard James Storer

  IRN RJS01387

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (26 Nov 2018 to 8 Dec 2019)

• Newby Castleman Wealth Management Limited

  FRN 822394 · Appointed 5 Oct 2018

• Somerby Wealth Management Limited (no longer appointed)

  FRN 837846 · Appointed 22 Mar 2019 · Until 15 Feb 2022

• The Financial Planning Company Ltd (no longer appointed)

  FRN 231280 · Appointed 28 Apr 2014 · Until 12 Jun 2017

• Eminent Financial Planning (no longer appointed)

  FRN 618218 · Appointed 21 Mar 2014 · Until 2 Jan 2015

No changes recorded yet.