Michael David Holmes

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GHC Wealth Management Limited

    FRN 598291

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2024)
    • [FCA CF] Client dealing (since 9 Dec 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (31 Mar 2022 to 15 Nov 2024)
    • CF30 Customer (15 Feb 2022 to 15 Nov 2024)
  • Ryley Wealth Management Ltd (no longer approved here)

    FRN 416770

    • (6)Employed By (15 Feb 2022 to 15 Nov 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.