Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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GHC CAPITAL MARKETS LTD.
FRN 152998
- SMF3 Executive Director (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
- CF23 Corporate Finance Adviser (13 Nov 2003 to 31 Oct 2007)
- CF3 Chief Executive (1 Dec 2001 to 18 Nov 2019)
- CF14 Risk Assessment (1 Dec 2001 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 8 Dec 2019)
- CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
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GHC Wealth Management Limited
FRN 598291
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (5 Jun 2013 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.