Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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GHC CAPITAL MARKETS LTD.
FRN 152998
- SMF3 Executive Director (since 9 Dec 2019)
- CF10a CASS Oversight function (10 Feb 2017 to 8 Dec 2019)
- CF1 Director (12 Jun 2015 to 8 Dec 2019)
- CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
- CF13 Finance (4 Sep 2006 to 31 Oct 2007)
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GHC Wealth Management Limited
FRN 598291
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (26 Nov 2018 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
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