Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 17. Administrative functions in relation to managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF1 Director (AR) (27 Jun 2025 to 2 Apr 2026)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Mar 2026)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF14 Risk Assessment (1 Dec 2001 to 30 Jul 2003)
    • CF1 Director (1 Dec 2001 to 30 Jul 2003)
  • GHC Wealth Management Limited (no longer approved here)

    FRN 598291

    • CF30 Customer (27 Dec 2018 to 8 Dec 2019)
  • Mike Hall ACIB Ltd (no longer approved here)

    FRN 432700

    • (1)Employed By (15 Mar 2012 to 2 Apr 2026)

Recent activity

Updates to this individual's record on the FCA register.

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