Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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GHC CAPITAL MARKETS LTD.
FRN 152998
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 17. Administrative functions in relation to managing investments
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (since 1 Nov 2007)
- CF1 Director (AR) (27 Jun 2025 to 2 Apr 2026)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Mar 2026)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF14 Risk Assessment (1 Dec 2001 to 30 Jul 2003)
- CF1 Director (1 Dec 2001 to 30 Jul 2003)
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- CF30 Customer (27 Dec 2018 to 8 Dec 2019)
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- (1)Employed By (15 Mar 2012 to 2 Apr 2026)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.