Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Self Financial Planners Limited
FRN 136758
- 11. Pension transfer specialist
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- CF30 Customer (29 Jul 2016 to 8 Dec 2019)
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- CF30 Customer (4 Feb 2014 to 7 Aug 2015)
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- CF30 Customer (7 May 2009 to 9 Sep 2009)
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- (11)Employed By (29 Aug 2006 to 9 Sep 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.