Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 11. Pension transfer specialist
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF30 Customer (29 Jul 2016 to 8 Dec 2019)
  • GHC Wealth Management Limited (no longer approved here)

    FRN 598291

    • CF30 Customer (4 Feb 2014 to 7 Aug 2015)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF30 Customer (7 May 2009 to 9 Sep 2009)
  • Harris & Associates Financial Consultants Ltd (no longer approved here)

    FRN 213121

    • (11)Employed By (29 Aug 2006 to 9 Sep 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.