Self Financial Planners Limited

Date authorised
1 April 2013
Companies House
01333235
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    48 Cygnet Court
    Timothy's Bridge Road
    Stratford-upon-Avon
    Warwickshire
    CV37 9NW
    UNITED KINGDOM
    Phone
    +441789201850
    Web
    https://www.selfadvice.com

  • Complaints Contact

    Self Financial Planning Ltd
    48 Cygnet Court, Timothy's Bridge Road
    Stratford Enterprise Park
    Stratford-Upon-Avon
    Warwickshire
    CV37 9NW
    UNITED KINGDOM
    Phone
    +441789201850

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adrian Pickersgill

    IRN AXP00037

    • CF30 Customer (1 Nov 2007 to 15 Jul 2010)
    • Responsible for Insurance Mediation (14 Jan 2005 to 15 Jul 2010)
    • CF1 Director (1 Dec 2001 to 15 Jul 2010)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 15 Jul 2010)
    • CF10 Compliance Oversight (1 Dec 2001 to 15 Jul 2010)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
  • Angela Elizabeth Reading-East

    IRN AER01042

    • 11. Pension transfer specialist
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF30 Customer (29 Jul 2016 to 8 Dec 2019)
  • David Stuart Degge Lodder

    IRN DXL01301

    • CF1 Director (24 May 2004 to 29 Jun 2010)
  • Gillian Steele

    IRN GXS01309

    • CF21 Investment Adviser (1 Jul 2004 to 30 Nov 2004)
  • Jason Philip Ashman

    IRN JPA00018

    • CF30 Customer (1 Nov 2007 to 15 Jul 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • John Barber

    IRN JXB00279

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Louise Rebecca Igoe

    IRN LXI10429

    • CF2 Non Executive Director (30 Jan 2019 to 8 Dec 2019)
  • Martin Peter Green

    IRN MPG01033

    • SMF3 Executive Director (9 Dec 2019 to 26 Nov 2020)
    • CF1 Director (24 May 2004 to 8 Dec 2019)
  • Philip Anthony Challinor

    IRN PAC01223

    • CF30 Customer (1 Nov 2007 to 15 Jul 2010)
    • CF21 Investment Adviser (1 Dec 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Jul 2004 to 1 Dec 2005)
  • Richard William Ollis

    IRN RWO01016

    • CF2 Non Executive Director (9 Sep 2008 to 12 Sep 2017)
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Recent activity

Updates to this firm's record on the FCA register.

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